Liebowitz Michael's Form 4 filing
Nocopi Technologies Inc (NNUP) · filed May 25, 2022
- Accession no.
- 0001829126-22-011883
- Filed
- May 25, 2022, 9:30 PM ET
- Trade date
- May 23-25, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $1.55M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Liebowitz MichaelCIK 0001766109 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2022 | Common Stock | PPurchaseAcquired | +8,545,742 | $0.169F1 | +$1,444,230.4 | 17,511,848 | Indirect | |
| May 24, 2022 | Common Stock | PPurchaseAcquired | +184,700 | $0.159F2 | +$29,367.3 | 17,696,548 | Indirect | |
| May 25, 2022 | Common Stock | PPurchaseAcquired | +445,485 | $0.162F3 | +$72,168.57 | 18,142,033 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.14 to $0.17, inclusive. The reporting person undertakes to provide to Nocopi Technologies, Inc. ("Nocopi"), any security holder of Nocopi, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.15 to $0.17, inclusive. The reporting person undertakes to provide to Nocopi, any security holder of Nocopi, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.16 to $0.17, inclusive. The reporting person undertakes to provide to Nocopi, any security holder of Nocopi, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.