Combe Jorge's Form 4 filing
Codere Online U.S. Corp. (DDMX) · filed Nov 30, 2021
- Accession no.
- 0001829126-21-015178
- Filed
- Nov 30, 2021, 9:50 PM ET
- Trade date
- Nov 30, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Combe JorgeCIK 0001754020 | Director, Officer (Chief Operating Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Class A common stock | SSaleDisposed | −1,212,500 | $0.0087F5 | −$10,548.75 | 1,912,500 | Indirect | Duplicate filing |
| Nov 30, 2021 | Class A common stock | CConversionDisposed | −1,912,500 | –F1 | – | 0 | Indirect | Duplicate filing |
| Nov 30, 2021 | Class A common stock | JOtherDisposed | −148,000 | –F6 | – | 0 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares of Class B common stock of Codere Online U.S. Corp. (f/k/a DD3 Acquisition Corp. II) (the "Issuer") that converted into shares of Class A common stock of the Issuer in connection with the consummation of the business combination (the "Business Combination") pursuant to that certain Business Combination Agreement, dated as of June 21, 2021, by and among the Issuer, Codere Newco, S.A.U., Servicios de Juego Online S.A.U., Codere Online Luxembourg, S.A. ("Holdco") and Codere Online U.S. Corp.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F3
Disposed of in exchange for ordinary shares of Holdco ("Ordinary Shares") in connection with the consummation of the Business Combination.
Referenced by the price of 1 transaction in Table I.
- F5
Represents shares of Class B common stock sold by the Sponsor at their original purchase price in connection with the consummation of the Business Combination.
Referenced by the price of 1 transaction in Table II.
- F6
Represents warrants underlying private units acquired by the Sponsor in connection with the Issuer's initial public offering, which warrants were converted into warrants of Holdco to purchase Ordinary Shares, at an exercise price of $11.50 per share, in connection with the consummation of the Business Combination.
Referenced by the price of 1 transaction in Table II.