Felton Gregg J's Form 4/A amendment
AmendedAltus Power, Inc. (AMPS) · filed May 22, 2023
- Accession no.
- 0001828723-23-000075
- Filed
- May 22, 2023
- Trade date
- May 19-22, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 22, 2023
This filing lists 2 non-derivative transactions. Open-market purchases total $331.8K. It was filed 3 days after the trade.
This amendment replaces 0001828723-23-000074 (filed May 22, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Felton Gregg JCIK 0001590854 | Director, Officer (CO-FOUNDER CO-CEO CO-PRESIDENT), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.37 to $4.50, inclusive. The Reporting Person undertakes to provide to Altus Power, Inc., any security holder of thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
Shares held by Felton Asset Management LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.41 to $4.42, inclusive.
Referenced by the price of 1 transaction in Table I.
Remarks
Explanatory Note: This Form 4/A amends the Form 4 of the Reporting Person filed on May 22, 2023 and is being filed solely to correct the trading symbol of the Issuer. No other amendments or changes have been made to the original Form 4.