Hixon Dylan's Form 4/A amendment
AmendedEnergy Vault Holdings, Inc. (NRGV) · filed Aug 29, 2025
- Accession no.
- 0001828536-25-000133
- Filed
- Aug 29, 2025
- Trade date
- Aug 14, 2025
- Filing delay
- 15 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Aug 14, 2025
This filing lists 1 non-derivative transaction. Open-market purchases total $30.0K. It was filed 15 days after the trade.
This amendment replaces 0001828536-25-000115 (filed Aug 14, 2025).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hixon DylanCIK 0002063923 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2025 | Common Stock | PPurchaseAcquired | +20,000 | $1.50 | +$30,000 | 880,065 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment on Form 4A is being filed to correct an error in reporting on the Reporting Persons previously filed Form 4 filed on August 14, 2025. The previously filed 4 mistakenly a. reported the Ownership Form in Column 6 of Table I as Direct rather than Indirect and accordingly did not describe the Nature of Indirect Beneficial Ownership in Column 7 of Table I and b. overstated the Amount of Securities Acquired in Column 4 of Table I due to a typographical error.
- F2
The shares are purchased in one transaction at a price given in Column 4.
- F3
Mr. Hixon is the sole trustee of the "Dylan Trust under the JMH-ICH Lex Trust" which holds shares in Arden Road Investments LLC. Mr. Hixon may be deemed to have beneficial ownership of the securities held by the Dylan Trust. Mr. Hixon disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.