Data Collective IV, L.P.'s Form 4 filing
Embark Technology, Inc. (EMBK) · filed Sep 1, 2022
- Accession no.
- 0001827980-22-000081
- Filed
- Sep 1, 2022, 5:38 PM ET
- Trade date
- Aug 30, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $96.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Data Collective IV, L.P.CIK 0001664972 | 10% Owner |
| Data Collective IV GP, LLCCIK 0001664974 | 10% Owner |
| Ocko MatthewCIK 0001836089 | 10% Owner |
| Bogue ZacharyCIK 0001836157 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2022 | Class A Common Stock | PPurchaseAcquired | +10,000 | $9.64F1 | +$96,388 | 3,212,107 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price calculated by the broker executing the purchases. These shares were purchased in multiple transactions, and the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.