Doyle Alvaro's Form 4 filing
Vicor Corp (VICR) · filed Jul 31, 2023
- Accession no.
- 0001826730-23-000003
- Filed
- Jul 31, 2023
- Trade date
- Jul 27, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $158.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Doyle AlvaroCIK 0001826730 | Officer (VP and CIO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2023 | Common Stock | MOption exerciseAcquired | +500 | $24.15 | +$12,075 | 879 | Direct | |
| Jul 27, 2023 | Common Stock | SSaleDisposed | −500 | $95.58 | −$47,790 | 379 | Direct | |
| Jul 27, 2023 | Common Stock | MOption exerciseAcquired | +849 | $6.77 | +$5,747.73 | 1,228 | Direct | |
| Jul 27, 2023 | Common Stock | SSaleDisposed | −849 | $95.25 | −$80,867.25 | 379 | Direct | |
| Jul 27, 2023 | Common Stock | SSaleDisposed | −312 | $95.25 | −$29,718 | 67 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2023 | Common Stock | MOption exerciseDisposed | −500 | $0.00 | $0 | 3,000 | Direct | |
| Jul 27, 2023 | Common Stock | MOption exerciseDisposed | −849 | $0.00 | $0 | 427 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.