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Giles Bryan E's Form 4 filing

Mission Produce, Inc. (AVO) · filed Mar 21, 2023

Accession no.
0001825899-23-000005
Filed
Mar 21, 2023
Trade date
Mar 20-21, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $54.1K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Giles Bryan ECIK 0001825899Officer (CHIEF FINANCIAL OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 20, 2023COMMON STOCKMOption exerciseAcquired+2,500$1.81+$4,525104,352Direct
Mar 20, 2023COMMON STOCKSSaleDisposed−2,500$10.71F1−$26,775101,852Direct
Mar 21, 2023COMMON STOCKMOption exerciseAcquired+2,500$1.81+$4,525104,352Direct
Mar 21, 2023COMMON STOCKSSaleDisposed−2,500$10.92F2−$27,300101,852Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 20, 2023COMMON STOCKMOption exerciseDisposed−2,500$0.00$02,500Direct
Mar 21, 2023COMMON STOCKMOption exerciseDisposed−2,500$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $10.70 to $10.725, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.

Referenced by the price of 1 transaction in Table I.

F2

The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $10.91 to $10.945, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)