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Woods Isaac's Form 4 filing

Rockwell Automation, Inc (ROK) · filed Sep 9, 2026

Accession no.
0001825762-26-000004
Filed
Sep 9, 2026, 4:50 PM ET
Trade date
Sep 5-8, 2026
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $66.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Woods IsaacCIK 0001825762Officer (Vice President and Treasurer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 5, 2026Common StockMOption exerciseAcquired+325$0.00$02,012Direct
Sep 8, 2026Common StockSSaleDisposed−44$432.11−$19,012.841,968Direct
Sep 8, 2026Common StockSSaleDisposed−110$432.83−$47,611.31,858Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 5, 2026Common StockMOption exerciseDisposed−325$0.00$0325Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)