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Midkiff Catharine L.'s Form 4/A amendment

Amended

Carter Bankshares, Inc. (CARE) · filed Aug 13, 2025

Accession no.
0001825354-25-000009
Filed
Aug 13, 2025
Trade date
Jul 30, 2025
Filing delay
14 days
Rule 10b5-1 plan
Not checked
Original filed
Jul 30, 2025

This filing lists 1 non-derivative transaction. Open-market sales total $35.5K. It was filed 14 days after the trade.

This amendment replaces 0001825354-25-000007 (filed Jul 30, 2025).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Midkiff Catharine L.CIK 0001825354Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 30, 2025Common StockSSaleDisposed−2,000$17.76−$35,52016,054Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was inadvertently effectuated within six months of a matching acquisition, to the extent of 200 shares. Accordingly, the Reporting Person realized short-swing profits of $258.00 under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of the purchase (through indirect ownership) of the Issuer's common stock on June 2, 2025 and the subsequent disposition of the Issuer's common stock reported herein. The Reporting Person has voluntarily disgorged to the Issuer all of such short-swing profits realized by the Reporting Person from such transactions.

Read the full filing on SEC EDGAR (opens in a new tab)