Karavatakis Phyllis Q.'s Form 4 filing
Carter Bankshares, Inc. (CARE) · filed Oct 15, 2021
- Accession no.
- 0001824976-21-000004
- Filed
- Oct 15, 2021
- Trade date
- Oct 14, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $488.4. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Karavatakis Phyllis Q.CIK 0001824976 | Director, Officer (SR EXEC VP OF SPECIAL PROJECTS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2021 | Common Stock | PPurchaseAcquired | +33 | $14.80F1 | +$488.4 | 17,959 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This purchase is pursuant to a Rule 10b5-1 Plan executed on September 14, 2021. The price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.73 to $14.84, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.