Lestiyo Ingrid's Form 4 filing
Unity Software Inc. (U) · filed Nov 10, 2021
- Accession no.
- 0001823649-21-000006
- Filed
- Nov 10, 2021
- Trade date
- Nov 8-9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.90M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lestiyo IngridCIK 0001823649 | Officer (SVP & GM, Operate Solutions) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +7,500 | $8.95 | +$67,125 | 101,244 | Direct | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −7,500 | $160.00 | −$1,200,000 | 93,744 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $8.95 | +$89,500 | 103,744 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −10,000 | $170.00 | −$1,700,000 | 93,744 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −7,500 | $8.95 | −$67,125 | 337,500 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $8.95 | −$89,500 | 327,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.