Brown Sam D.'s Form 4/A amendment
AmendedAmalgamated Financial Corp. (AMAL) · filed May 31, 2022
- Accession no.
- 0001823608-22-000103
- Filed
- May 31, 2022
- Trade date
- May 26-31, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 31, 2022
This filing lists 3 non-derivative transactions. Open-market sales total $353.9K. It was filed 5 days after the trade.
This amendment replaces 0001823608-22-000101 (filed May 31, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brown Sam D.CIK 0001848228 | Officer (Executive VP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2022 | Common Stock | SSaleDisposed | −223 | $19.95 | −$4,448.85 | 28,248 | Direct | |
| May 27, 2022 | Common Stock | SSaleDisposed | −5,201 | $19.95F4 | −$103,759.95 | 23,047 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −12,316 | $19.95F5 | −$245,704.2 | 10,731 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4 is being amended to correct an error in the transaction date reported for this transaction in the Form 4 filed earlier today. The transaction date was incorrectly noted as 5/25/22. The transaction actually occurred on 5/26/22.
- F2
The dispositions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/13/2022.
- F3
This Form 4 is being amended to reflect a disposition of 5,201 shares on 5/27/22. In the Form 4 filed earlier today, this transaction was inadvertently omitted.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.95 to $19.96. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.95 to $20.07. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
Referenced by the price of 1 transaction in Table I.