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Hopkins John Lawrence's Form 4 filing

Nuscale Power Corp (SMR) · filed Mar 3, 2026

Accession no.
0001822966-26-000029
Filed
Mar 3, 2026
Trade date
Feb 28-Mar 3, 2026
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.01M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hopkins John LawrenceCIK 0001913037Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 2, 2026Class A Common StockMOption exerciseAcquired+39,284–F1–39,284Direct
Mar 2, 2026Class A Common StockMOption exerciseAcquired+104,167–F1–143,451Direct
Mar 2, 2026Class A Common StockMOption exerciseAcquired+56,234–F1–199,685Direct
Mar 3, 2026Class A Common StockSSaleDisposed−82,667$12.22−$1,010,190.74117,018Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 2, 2026Class A Common StockMOption exerciseDisposed−39,284$0.00$00Direct
Mar 2, 2026Class A Common StockMOption exerciseDisposed−104,167$0.00$0104,167Direct
Mar 2, 2026Class A Common StockMOption exerciseDisposed−56,234$0.00$0112,468Direct
Feb 28, 2026Class A Common StockAGrant or awardAcquired+275,486$0.00$0275,486Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted stock units convert into Class A Common stock on a one-for-one basis.

Referenced by the price of 3 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)