Engel Jacqueline F.'s Form 4 filing
Nuscale Power Corp (SMR) · filed Dec 3, 2024
- Accession no.
- 0001822966-24-000152
- Filed
- Dec 3, 2024
- Trade date
- Nov 29, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $527.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Engel Jacqueline F.CIK 0002007823 | Officer (Interim VP, Accounting) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2024 | Class A Common Stock | MOption exerciseAcquired | +2,598 | $3.24 | +$8,417.52 | 6,399 | Direct | |
| Nov 29, 2024 | Class A Common Stock | MOption exerciseAcquired | +1,732 | $3.41 | +$5,906.12 | 8,131 | Direct | |
| Nov 29, 2024 | Class A Common Stock | MOption exerciseAcquired | +7,794 | $3.41 | +$26,577.54 | 15,925 | Direct | |
| Nov 29, 2024 | Class A Common Stock | MOption exerciseAcquired | +6,062 | $6.41 | +$38,857.42 | 21,987 | Direct | |
| Nov 29, 2024 | Class A Common Stock | SSaleDisposed | −18,186 | $29.00 | −$527,394 | 3,801 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2024 | Class A Common Stock | MOption exerciseDisposed | −2,598 | $0.00 | $0 | 0 | Direct | |
| Nov 29, 2024 | Class A Common Stock | MOption exerciseDisposed | −1,732 | $0.00 | $0 | 0 | Direct | |
| Nov 29, 2024 | Class A Common Stock | MOption exerciseDisposed | −7,794 | $0.00 | $0 | 0 | Direct | |
| Nov 29, 2024 | Class A Common Stock | MOption exerciseDisposed | −6,062 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.