Mundy Thomas P's Form 4 filing
Nuscale Power Corp (SMR) · filed Nov 21, 2023
- Accession no.
- 0001822966-23-000262
- Filed
- Nov 21, 2023
- Trade date
- Aug 4, 2022-Nov 17, 2023
- Filing delay
- 474 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market purchases total $231. Open-market sales total $220.41. It was filed 474 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mundy Thomas PCIK 0001927292 | Officer (President, VOYGR Services) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2023 | Class A Common Stock | MOption exerciseAcquired | +84 | $6.91 | +$580.44 | 156 | Indirect | |
| Aug 9, 2023 | Class A Common Stock | SSaleDisposed | −31 | $7.11 | −$220.41 | 125 | Indirect | |
| Nov 17, 2023 | Class A Common Stock | PPurchaseAcquired | +100 | $2.31 | +$231 | 225 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2022 | Class A Common Stock | AGrant or awardAcquired | +250 | $0.00 | $0 | 250 | Indirect | |
| Feb 28, 2023 | Class A Common Stock | AGrant or awardAcquired | +493 | $0.00 | $0 | 493 | Indirect | |
| Aug 8, 2023 | Class A Common Stock | MOption exerciseDisposed | −84 | $0.00 | $0 | 166 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.