Adelman Julie's Form 4 filing
Nuscale Power Corp (SMR) · filed May 18, 2023
- Accession no.
- 0001822966-23-000129
- Filed
- May 18, 2023
- Trade date
- May 16-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $11.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adelman JulieCIK 0001909030 | Officer (Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Class A Common Stock | SSaleDisposed | −743 | $8.05 | −$5,981.15 | 2,346 | Direct | |
| May 16, 2023 | Class A Common Stock | MOption exerciseAcquired | +1,906 | $7.93 | +$15,114.58 | 4,252 | Direct | |
| May 17, 2023 | Class A Common Stock | SSaleDisposed | −714 | $8.00 | −$5,712 | 3,538 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Class A Common Stock | MOption exerciseDisposed | −1,906 | $0.00 | $0 | 24,964 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.