Colbert Chris's Form 4 filing
Nuscale Power Corp (SMR) · filed May 16, 2023
- Accession no.
- 0001822966-23-000110
- Filed
- May 16, 2023
- Trade date
- May 12-15, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $48.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Colbert ChrisCIK 0001912917 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 12, 2023 | Class A Common Stock | MOption exerciseAcquired | +10,894 | $8.30 | +$90,420.2 | 10,894 | Direct | |
| May 15, 2023 | Class A Common Stock | SSaleDisposed | −5,878 | $8.27 | −$48,611.06 | 5,016 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +10,893 | $8.30 | +$90,411.9 | 15,909 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 12, 2023 | Class A Common Stock | MOption exerciseDisposed | −10,894 | $0.00 | $0 | 168,573 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −10,893 | $0.00 | $0 | 157,680 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.