Mundy Thomas P's Form 4/A amendment
AmendedNuscale Power Corp (SMR) · filed Jan 12, 2023
- Accession no.
- 0001822966-23-000012
- Filed
- Jan 12, 2023
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 19, 2022
This filing lists no transactions. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $153.5K.
This amendment restates part of 0001822966-22-000044 (filed Jul 26, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mundy Thomas PCIK 0001927292 | Officer (President, VOYGR) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001822966-22-000044 (filed Jul 26, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2022 | Class A Common Stock | MOption exerciseAcquired | +43,300 | $0.81 | +$35,073 | 75,980 | Direct | |
| Jul 19, 2022 | Class A Common Stock | SSaleDisposed | −14,370 | $10.68F1 | −$153,471.6 | 61,070 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2022 | Class A Common Stock | MOption exerciseAcquired | +43,300 | $0.00 | $0 | 0 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 10.55 to 10.65, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On July 19, 2022, the reporting person field a Form 4 reporting a purchase of 43,300 shares of Class A Common Stock with a sale of 14,370 shares. The amount of securities beneficially owned after the transaction was mistakenly reported as 61,070 shares. The reporting person owned only 28,930 shares of Class A Common Stock.