Boswell Taylor's Form 4 filing
Carlyle Secured Lending, Inc. (CGBD) · filed May 16, 2022
- Accession no.
- 0001820157-22-000004
- Filed
- May 16, 2022
- Trade date
- Apr 16, 2021-May 16, 2022
- Filing delay
- 395 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $32.0K. It was filed 395 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boswell TaylorCIK 0001820157 | Director, Officer (President & CIO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 16, 2021 | Common Stock | JOtherAcquired | +2,338 | –F1 | – | 91,612 | Direct | |
| May 16, 2022 | Common Stock | PPurchaseAcquired | +2,250 | $14.21 | +$31,972.5 | 93,862 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2020 reporting year and the first half of the 2021 reporting year.
Referenced by the price of 1 transaction in Table I.