Novikov Sergey's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Jan 3, 2025
- Accession no.
- 0001819848-25-000031
- Filed
- Jan 3, 2025
- Trade date
- Jan 1-2, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $14.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Novikov SergeyCIK 0002048665 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2025 | Common Stock | MOption exerciseAcquired | +1,191 | $0.00 | $0 | 44,067 | Direct | |
| Jan 1, 2025 | Common Stock | MOption exerciseAcquired | +370 | $0.00 | $0 | 44,437 | Direct | |
| Jan 1, 2025 | Common Stock | MOption exerciseAcquired | +1,563 | $0.00 | $0 | 46,000 | Direct | |
| Jan 1, 2025 | Common Stock | MOption exerciseAcquired | +809 | $0.00 | $0 | 46,809 | Direct | |
| Jan 1, 2025 | Common Stock | MOption exerciseAcquired | +460 | $0.00 | $0 | 47,269 | Direct | |
| Jan 2, 2025 | Common Stock | SSaleDisposed | −1,835 | $8.08 | −$14,826.8 | 45,434 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2025 | Common Stock | MOption exerciseDisposed | −1,191 | $0.00 | $0 | 16,678 | Direct | |
| Jan 1, 2025 | Common Stock | MOption exerciseDisposed | −370 | $0.00 | $0 | 3,698 | Direct | |
| Jan 1, 2025 | Common Stock | MOption exerciseDisposed | −1,563 | $0.00 | $0 | 15,627 | Direct | |
| Jan 1, 2025 | Common Stock | MOption exerciseDisposed | −809 | $0.00 | $0 | 9,708 | Direct | |
| Jan 1, 2025 | Common Stock | MOption exerciseDisposed | −460 | $0.00 | $0 | 2,757 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Corporate Controller, acting Principal Accounting Officer and Treasurer