Bowles Gregory's Form 4/A amendment
AmendedJoby Aviation, Inc. (JOBY) · filed Nov 22, 2024
- Accession no.
- 0001819848-24-000480
- Filed
- Nov 22, 2024
- Trade date
- Jul 11, 2024
- Filing delay
- 134 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Jul 15, 2024
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $226.9K. It was filed 134 days after the trade.
This amendment replaces 0001819848-24-000361 (filed Jul 15, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bowles GregoryCIK 0001877894 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2024 | Common Stock | SSaleDisposed | −37,824 | $6.00F2 | −$226,944 | 31,066 | Direct | |
| Jul 11, 2024 | Common Stock | MOption exerciseAcquired | +11,200 | $0.87 | +$9,744 | 42,266 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2024 | Common Stock | MOption exerciseDisposed | −11,200 | $0.00 | $0 | 81,415 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on June 15 2023.
- F2
This transaction was executed in multiple trades at prices ranging from $6.00 to $6.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This amendment is being filed to reflect the exercise of 11,200 stock options in connection with the exercise and sale of options executed under the reporting Person's 10b5-1 trading plan. The sale was reported on the original Form 4 but the exercise was inadvertently omitted from the original filing.
- F4
Represents a stock option that vested with respect to 16.66% of the underlying shares on January 13, 2021 and vests as to the remaining 83.34% of the underlying shares in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
Remarks
Head of Government & Regulatory Affairs