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Papadopoulos Didier's Form 4 filing

Joby Aviation, Inc. (JOBY) · filed Jul 3, 2024

Accession no.
0001819848-24-000337
Filed
Jul 3, 2024
Trade date
Jul 1-3, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $208.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Papadopoulos DidierCIK 0001877717Officer (President of Aircraft OEM)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 1, 2024Common StockSSaleDisposed−23,188$4.86F2−$112,693.6854,666Direct
Jul 1, 2024Common StockMOption exerciseAcquired+9,960$0.00$064,626Direct
Jul 1, 2024Common StockMOption exerciseAcquired+7,599$0.00$072,225Direct
Jul 1, 2024Common StockMOption exerciseAcquired+12,458$0.00$084,683Direct
Jul 2, 2024Common StockSSaleDisposed−11,860$4.96−$58,825.672,823Direct
Jul 3, 2024Common StockSSaleDisposed−7,262$5.15F4−$37,399.365,561Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 1, 2024Common StockMOption exerciseDisposed−12,458$0.00$0174,419Direct
Jul 1, 2024Common StockMOption exerciseDisposed−7,599$0.00$091,185Direct
Jul 1, 2024Common StockMOption exerciseDisposed−9,960$0.00$059,761Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $4.78 to $5.08. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $5.03 to $5.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)