Bevirt JoeBen's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Apr 3, 2024
- Accession no.
- 0001819848-24-000196
- Filed
- Apr 3, 2024
- Trade date
- Apr 1-3, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.41M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bevirt JoeBenCIK 0001877280 | Director, Officer (CEO and Chief Architect), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Common Stock | MOption exerciseAcquired | +12,977 | $0.00 | $0 | 626,961 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseAcquired | +49,800 | $0.00 | $0 | 676,761 | Direct | |
| Apr 1, 2024 | Common Stock | SSaleDisposed | −200,000 | $5.18F2 | −$1,036,000 | 58,507,344 | Indirect | |
| Apr 3, 2024 | Common Stock | SSaleDisposed | −18,839 | $4.96 | −$93,441.44 | 657,922 | Direct | |
| Apr 1, 2024 | Common Stock | SSaleDisposed | −50,000 | $5.18F2 | −$259,000 | 32,774,274 | Indirect | |
| Apr 3, 2024 | Common Stock | SSaleDisposed | −4,911 | $4.96 | −$24,358.56 | 653,011 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Common Stock | MOption exerciseDisposed | −12,977 | $0.00 | $0 | 194,664 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseDisposed | −49,800 | $0.00 | $0 | 348,606 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $5.13 to $5.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.