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Field Matthew's Form 4 filing

Joby Aviation, Inc. (JOBY) · filed Apr 3, 2024

Accession no.
0001819848-24-000195
Filed
Apr 3, 2024
Trade date
Apr 1-3, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $59.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Field MatthewCIK 0001877435Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 1, 2024Common StockMOption exerciseAcquired+6,174$0.00$0246,682Direct
Apr 1, 2024Common StockMOption exerciseAcquired+12,458$0.00$0259,140Direct
Apr 1, 2024Common StockMOption exerciseAcquired+13,280$0.00$0272,420Direct
Apr 3, 2024Common StockSSaleDisposed−5,026$4.96−$24,928.96267,394Direct
Apr 3, 2024Common StockSSaleDisposed−2,338$4.96−$11,596.48265,056Direct
Apr 3, 2024Common StockSSaleDisposed−4,715$4.96−$23,386.4260,341Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 1, 2024Common StockMOption exerciseDisposed−6,174$0.00$080,262Direct
Apr 1, 2024Common StockMOption exerciseDisposed−12,458$0.00$0186,877Direct
Apr 1, 2024Common StockMOption exerciseDisposed−13,280$0.00$092,962Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Chief Financial Officer and Treasurer

Read the full filing on SEC EDGAR (opens in a new tab)