DeHoff Kate's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Apr 3, 2024
- Accession no.
- 0001819848-24-000194
- Filed
- Apr 3, 2024
- Trade date
- Apr 1-3, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $50.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DeHoff KateCIK 0001877282 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Common Stock | MOption exerciseAcquired | +5,224 | $0.00 | $0 | 181,307 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseAcquired | +13,280 | $0.00 | $0 | 194,587 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseAcquired | +8,305 | $0.00 | $0 | 202,892 | Direct | |
| Apr 3, 2024 | Common Stock | SSaleDisposed | −5,026 | $4.96 | −$24,928.96 | 197,866 | Direct | |
| Apr 3, 2024 | Common Stock | SSaleDisposed | −1,979 | $4.96 | −$9,815.84 | 195,887 | Direct | |
| Apr 3, 2024 | Common Stock | SSaleDisposed | −3,144 | $4.96 | −$15,594.24 | 192,743 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Common Stock | MOption exerciseDisposed | −5,224 | $0.00 | $0 | 67,914 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseDisposed | −13,280 | $0.00 | $0 | 92,962 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseDisposed | −8,305 | $0.00 | $0 | 124,585 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
General Counsel and Corporate Secretary