DeHoff Kate's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Feb 14, 2024
- Accession no.
- 0001819848-24-000115
- Filed
- Feb 14, 2024
- Trade date
- Feb 12-14, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 8 derivative transactions. Open-market sales total $15.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DeHoff KateCIK 0001877282 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 12, 2024 | Common Stock | MOption exerciseAcquired | +485 | $0.00 | $0 | 168,075 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseAcquired | +521 | $0.00 | $0 | 168,596 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseAcquired | +799 | $0.00 | $0 | 169,395 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseAcquired | +3,010 | $0.00 | $0 | 172,405 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseAcquired | +1,979 | $0.00 | $0 | 174,384 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −2,605 | $6.03 | −$15,708.15 | 171,779 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 12, 2024 | Common Stock | AGrant or awardAcquired | +28,744 | $0.00 | $0 | 28,744 | Direct | |
| Feb 12, 2024 | Common Stock | AGrant or awardAcquired | +132,890 | $0.00 | $0 | 132,890 | Direct | |
| Feb 12, 2024 | Common Stock | AGrant or awardAcquired | +132,890 | $0.00 | $0 | 132,890 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseDisposed | −485 | $0.00 | $0 | 969 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseDisposed | −521 | $0.00 | $0 | 1,042 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseDisposed | −799 | $0.00 | $0 | 1,598 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseDisposed | −3,010 | $0.00 | $0 | 6,018 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseDisposed | −1,979 | $0.00 | $0 | 3,957 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
General Counsel and Corporate Secretary