Field Matthew's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Jan 18, 2024
- Accession no.
- 0001819848-24-000087
- Filed
- Jan 18, 2024
- Trade date
- Jan 16-18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $25.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Field MatthewCIK 0001877435 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +901 | $0.00 | $0 | 230,092 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +968 | $0.00 | $0 | 231,060 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +1,484 | $0.00 | $0 | 232,544 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +5,590 | $0.00 | $0 | 238,134 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +3,676 | $0.00 | $0 | 241,810 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −1,338 | $5.59F2 | −$7,479.42 | 240,472 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −328 | $5.59 | −$1,833.52 | 240,144 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −353 | $5.59 | −$1,973.27 | 239,791 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −540 | $5.59F2 | −$3,018.6 | 239,251 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −2,034 | $5.59F3 | −$11,370.06 | 237,217 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −901 | $0.00 | $0 | 2,701 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −968 | $0.00 | $0 | 2,902 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −1,484 | $0.00 | $0 | 4,452 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −5,590 | $0.00 | $0 | 16,768 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −3,676 | $0.00 | $0 | 11,026 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $5.52 to $5.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $5.51 to $5.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Chief Financial Officer and Treasurer