Bowles Gregory's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Jan 18, 2024
- Accession no.
- 0001819848-24-000086
- Filed
- Jan 18, 2024
- Trade date
- Jan 16-18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $12.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bowles GregoryCIK 0001877894 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +428 | $0.00 | $0 | 22,436 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +459 | $0.00 | $0 | 22,895 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +704 | $0.00 | $0 | 23,599 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +2,652 | $0.00 | $0 | 26,251 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +1,743 | $0.00 | $0 | 27,994 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −255 | $5.59 | −$1,425.45 | 27,739 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −958 | $5.59F2 | −$5,355.22 | 26,781 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −156 | $5.59 | −$872.04 | 26,625 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −167 | $5.59 | −$933.53 | 26,458 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −630 | $5.59F3 | −$3,521.7 | 25,828 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −428 | $0.00 | $0 | 1,281 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −459 | $0.00 | $0 | 1,377 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −704 | $0.00 | $0 | 2,112 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −2,652 | $0.00 | $0 | 7,953 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −1,743 | $0.00 | $0 | 5,229 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $5.52 to $5.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $5.51 to $5.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Head of Government & Regulatory Affairs