Papadopoulos Didier's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Jan 18, 2024
- Accession no.
- 0001819848-24-000084
- Filed
- Jan 18, 2024
- Trade date
- Jan 16-18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $35.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Papadopoulos DidierCIK 0001877717 | Officer (Head of Aircraft OEM) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +1,201 | $0.00 | $0 | 15,063 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +1,291 | $0.00 | $0 | 16,354 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +1,979 | $0.00 | $0 | 18,333 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +7,454 | $0.00 | $0 | 25,787 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +4,901 | $0.00 | $0 | 30,688 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −502 | $5.59 | −$2,806.18 | 30,186 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −540 | $5.59F2 | −$3,018.6 | 29,646 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −796 | $5.59F3 | −$4,449.64 | 28,850 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −1,783 | $5.59F2 | −$9,966.97 | 27,067 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −2,666 | $5.59F3 | −$14,902.94 | 24,401 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −1,201 | $0.00 | $0 | 3,602 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −1,291 | $0.00 | $0 | 3,870 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −1,979 | $0.00 | $0 | 5,936 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −7,454 | $0.00 | $0 | 22,360 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −4,901 | $0.00 | $0 | 14,702 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $5.52 to $5.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $5.51 to $5.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.