Bevirt JoeBen's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Jan 18, 2024
- Accession no.
- 0001819848-24-000083
- Filed
- Jan 18, 2024
- Trade date
- Jan 16-18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $30.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bevirt JoeBenCIK 0001877280 | Director, Officer (CEO and Chief Architect), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +1,074 | $0.00 | $0 | 586,651 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +1,154 | $0.00 | $0 | 587,805 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +1,770 | $0.00 | $0 | 589,575 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +4,382 | $0.00 | $0 | 593,957 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +6,666 | $0.00 | $0 | 600,623 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −420 | $5.59 | −$2,347.8 | 600,203 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −391 | $5.59 | −$2,185.69 | 599,812 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −2,425 | $5.59F2 | −$13,555.75 | 597,387 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −1,594 | $5.59F3 | −$8,910.46 | 595,793 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −644 | $5.59F3 | −$3,599.96 | 595,149 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −1,074 | $0.00 | $0 | 3,221 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −1,154 | $0.00 | $0 | 3,461 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −1,770 | $0.00 | $0 | 5,308 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −6,666 | $0.00 | $0 | 19,995 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −4,382 | $0.00 | $0 | 13,146 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $5.52 to $5.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $5.51 to $5.59 The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.