Allison Eric's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Jan 18, 2024
- Accession no.
- 0001819848-24-000082
- Filed
- Jan 18, 2024
- Trade date
- Jan 16-18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $13.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Allison EricCIK 0001877636 | Officer (Head of Product) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +485 | $0.00 | $0 | 368,000 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +521 | $0.00 | $0 | 368,521 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +799 | $0.00 | $0 | 369,320 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +1,979 | $0.00 | $0 | 371,299 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +3,010 | $0.00 | $0 | 374,309 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −291 | $5.59 | −$1,626.69 | 374,018 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −1,096 | $5.59F2 | −$6,126.64 | 372,922 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −721 | $5.59F3 | −$4,030.39 | 372,201 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −178 | $5.59 | −$995.02 | 372,023 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −191 | $5.59 | −$1,067.69 | 371,832 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −485 | $0.00 | $0 | 1,454 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −521 | $0.00 | $0 | 1,563 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −799 | $0.00 | $0 | 2,397 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −1,979 | $0.00 | $0 | 5,936 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −3,010 | $0.00 | $0 | 9,028 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $5.51 to $5.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $5.52 to $5.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.