DeHoff Kate's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Jan 3, 2024
- Accession no.
- 0001819848-24-000023
- Filed
- Jan 3, 2024
- Trade date
- Jan 1-3, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $129.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DeHoff KateCIK 0001877282 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2024 | Common Stock | MOption exerciseAcquired | +13,280 | $0.00 | $0 | 178,830 | Direct | |
| Jan 1, 2024 | Common Stock | MOption exerciseAcquired | +5,224 | $0.00 | $0 | 184,054 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −12,500 | $6.28F2 | −$78,500 | 171,554 | Direct | |
| Jan 3, 2024 | Common Stock | SSaleDisposed | −5,942 | $6.13 | −$36,424.46 | 165,612 | Direct | |
| Jan 3, 2024 | Common Stock | SSaleDisposed | −2,339 | $6.13 | −$14,338.07 | 163,273 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2024 | Common Stock | MOption exerciseDisposed | −13,280 | $0.00 | $0 | 106,242 | Direct | |
| Jan 1, 2024 | Common Stock | MOption exerciseDisposed | −5,224 | $0.00 | $0 | 73,138 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $6.13 to $6.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
General Counsel and Corporate Secretary