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Papadopoulos Didier's Form 4 filing

Joby Aviation, Inc. (JOBY) · filed Oct 3, 2023

Accession no.
0001819848-23-000396
Filed
Oct 3, 2023
Trade date
Oct 1-3, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $56.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Papadopoulos DidierCIK 0001877717Officer (Head of Aircraft OEM)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 1, 2023Common StockMOption exerciseAcquired+7,598$0.00$09,697Direct
Oct 1, 2023Common StockMOption exerciseAcquired+9,960$0.00$019,657Direct
Oct 3, 2023Common StockSSaleDisposed−5,221$6.16−$32,161.3614,436Direct
Oct 3, 2023Common StockSSaleDisposed−3,984$6.16−$24,541.4410,452Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 1, 2023Common StockMOption exerciseDisposed−7,598$0.00$0113,982Direct
Oct 1, 2023Common StockMOption exerciseDisposed−9,960$0.00$089,641Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)