Bevirt JoeBen's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Oct 3, 2023
- Accession no.
- 0001819848-23-000392
- Filed
- Oct 3, 2023
- Trade date
- Oct 1-3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.72M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bevirt JoeBenCIK 0001877280 | Director, Officer (CEO and Chief Architect), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2023 | Common Stock | MOption exerciseAcquired | +49,801 | $0.00 | $0 | 582,691 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −200,000 | $6.22F2 | −$1,244,000 | 58,161,827 | Indirect | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −50,000 | $6.22 | −$311,000 | 33,328,734 | Indirect | |
| Oct 3, 2023 | Common Stock | SSaleDisposed | −26,099 | $6.16 | −$160,769.84 | 556,592 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2023 | Common Stock | MOption exerciseDisposed | −49,801 | $0.00 | $0 | 448,207 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $6.10 to $6.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.