Papadopoulos Didier's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Sep 18, 2023
- Accession no.
- 0001819848-23-000352
- Filed
- Sep 18, 2023
- Trade date
- Sep 14-18, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $64.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Papadopoulos DidierCIK 0001877717 | Officer (Head of Aircraft OEM) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2023 | Common Stock | MOption exerciseAcquired | +11,641 | $0.00 | $0 | 11,641 | Direct | |
| Sep 15, 2023 | Common Stock | SSaleDisposed | −5,968 | $6.72F2 | −$40,104.96 | 5,673 | Direct | |
| Sep 18, 2023 | Common Stock | SSaleDisposed | −3,574 | $6.79F4 | −$24,267.46 | 2,099 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2023 | Common Stock | MOption exerciseDisposed | −11,641 | $0.00 | $0 | 174,621 | Direct | |
| Sep 14, 2023 | Common Stock | AGrant or awardAcquired | +7,915 | $0.00 | $0 | 7,915 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $6.62 to $6.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $6.64 to $7.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.