Papadopoulos Didier's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Jun 16, 2023
- Accession no.
- 0001819848-23-000214
- Filed
- Jun 16, 2023
- Trade date
- Jun 14-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $268.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Papadopoulos DidierCIK 0001877717 | Officer (Head of Aircraft OEM) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 14, 2023 | Common Stock | SSaleDisposed | −24,142 | $8.00 | −$193,136 | 82,013 | Direct | |
| Jun 14, 2023 | Common Stock | MOption exerciseAcquired | +11,641 | $0.00 | $0 | 93,654 | Direct | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −4,107 | $7.72F3 | −$31,706.04 | 89,547 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −5,650 | $7.72F4 | −$43,618 | 83,897 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 14, 2023 | Common Stock | MOption exerciseDisposed | −11,641 | $0.00 | $0 | 186,262 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $7.72 to $7.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $7.40 to $8.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.