DeHoff Kate's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Jan 17, 2023
- Accession no.
- 0001819848-23-000040
- Filed
- Jan 17, 2023
- Trade date
- Jan 12-13, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $120.7K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DeHoff KateCIK 0001877282 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2023 | Common Stock | SSaleDisposed | −26,584 | $3.69F2 | −$98,094.96 | 165,383 | Direct | |
| Jan 12, 2023 | Common Stock | MOption exerciseAcquired | +16,065 | $0.00 | $0 | 181,448 | Direct | |
| Jan 13, 2023 | Common Stock | SSaleDisposed | −5,648 | $4.01 | −$22,648.48 | 175,800 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2023 | Common Stock | MOption exerciseDisposed | −16,065 | $0.00 | $0 | 257,036 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $3.69 to $4.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
General Counsel and Corporate Secretary