Field Matthew's Form 4 filing
Joby Aviation, Inc. (JOBY) · filed Oct 4, 2022
- Accession no.
- 0001819848-22-000156
- Filed
- Oct 4, 2022
- Trade date
- Oct 1-4, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $108.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Field MatthewCIK 0001877435 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2022 | Common Stock | MOption exerciseAcquired | +26,560 | $0.00 | $0 | 124,298 | Direct | |
| Oct 3, 2022 | Common Stock | MOption exerciseAcquired | +23,050 | $0.00 | $0 | 147,348 | Direct | |
| Oct 3, 2022 | Common Stock | SSaleDisposed | −13,449 | $4.25F2 | −$57,158.25 | 133,899 | Direct | |
| Oct 4, 2022 | Common Stock | SSaleDisposed | −11,515 | $4.45 | −$51,241.75 | 122,384 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2022 | Common Stock | MOption exerciseDisposed | −26,560 | $0.00 | $0 | 185,923 | Direct | |
| Oct 3, 2022 | Common Stock | MOption exerciseDisposed | −23,050 | $0.00 | $0 | 414,898 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $4.25 to $4.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Chief Financial Officer and Treasurer