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Pogosyan Liana's Form 4/A amendment

Amended

Xos, Inc. (XOS) · filed Apr 29, 2024

Accession no.
0001819493-24-000077
Filed
Apr 29, 2024
Trade date
Dec 10, 2023
Filing delay
141 days
Rule 10b5-1 plan
Not checked
Original filed
Dec 12, 2023

This filing lists 1 non-derivative transaction. Open-market sales total $3.75K. It was filed 141 days after the trade.

This amendment replaces 0001819493-23-000277 (filed Dec 12, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pogosyan LianaCIK 0001979040Officer (Acting Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 10, 2023Common StockSSaleDisposed−607$6.18−$3,751.269,756Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2

Includes 5,846 unvested RSUs.

Remarks

Ms. Pogosyan's Form 4, as originally filed on December 12, 2023, is being amended to correct the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU Award. An error in tax withholding rates in connection with the vesting of the Reporting Person's RSU Awards in 2023 and 2024 was recently discovered and corrected. As a result, this Amendment reflects the corrected withholding amounts. In addition, on December 6th, 2023, the common stock of Xos, Inc. reverse split 1-for-30, which is reflected in this Amendment.

Read the full filing on SEC EDGAR (opens in a new tab)