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Mattson George N's Form 4 filing

Xos, Inc. (XOS) · filed Apr 12, 2023

Accession no.
0001819493-23-000079
Filed
Apr 12, 2023
Trade date
Apr 10-12, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions. Open-market purchases total $101.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mattson George NCIK 0001559238Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 10, 2023Common StockPPurchaseAcquired+100,000$0.62F2+$62,000836,039Indirect
Apr 11, 2023Common StockPPurchaseAcquired+30,391$0.61F4+$18,538.51866,430Indirect
Apr 12, 2023Common StockPPurchaseAcquired+35,300$0.58F5+$20,474901,730Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents weighted average sales price. The shares were sold at prices ranging from $0.58 to $0.64. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Represents weighted average sales price. The shares were sold at prices ranging from $0.59 to $0.63. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Represents weighted average sales price. The shares were sold at prices ranging from $0.56 to $0.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)