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Yesil Magdalena's Form 4 filing

SoFi Technologies, Inc. (SOFI) · filed Jun 12, 2025

Accession no.
0001818874-25-000115
Filed
Jun 12, 2025
Trade date
Jun 5-10, 2025
Filing delay
7 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.47M. It was filed 7 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yesil MagdalenaCIK 0001225481Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 5, 2025Common StockSSaleDisposed−87,140$13.95F1−$1,215,603376,398Indirect
Jun 10, 2025Common StockSSaleDisposed−87,140$14.39F2−$1,253,944.6289,258Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 10, 2025Common StockAGrant or awardAcquired+18,388–F3–18,388Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported transactions were executed in multiple trades. The sale price of $13.9518 reported in Column 4 is the weighted average sale price for the 87,140 shares sold by the Reporting Person within a range of $13.95 to $13.97 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

Referenced by the price of 1 transaction in Table I.

F2

The reported transactions were executed in multiple trades. The sale price of $14.3911 reported in Column 4 is the weighted average sale price for the 87,140 shares sold by the Reporting Person within a range of $14.39 to $14.40 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

Referenced by the price of 1 transaction in Table I.

F3

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)