Skip to main content

Ruzwana Bashir's Form 4 filing

SoFi Technologies, Inc. (SOFI) · filed Dec 13, 2024

Accession no.
0001818874-24-000246
Filed
Dec 13, 2024
Trade date
Dec 12, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market sales total $833.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ruzwana BashirCIK 0001866161Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 12, 2024Common StockSSaleDisposed−52,000$16.02F1−$833,04025,937Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported transactions were executed in multiple trades. The sale price of $16.0228 reported in Column 4 is the weighted average sale price for the 52,000 shares sold by the Reporting Person within a range of $16.02 to $16.04 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)