Keough Kelli's Form 4 filing
SoFi Technologies, Inc. (SOFI) · filed Sep 24, 2024
- Accession no.
- 0001818874-24-000218
- Filed
- Sep 24, 2024
- Trade date
- Sep 23, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 1 non-derivative transaction. Open-market sales total $74.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keough KelliCIK 0002032458 | Officer (EVP, GBUL, SIPS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2024.
Referenced by the price of 1 transaction in Table I.
- F2
The reported transactions were executed in multiple trades. The sale price of $7.987 reported in Column 4 is the weighted average sale price for the 9,308 shares disposed of by the Reporting Person within a range of $7.93 to $8.07 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.
Referenced by the price of 1 transaction in Table I.