Noto Anthony's Form 4 filing
SoFi Technologies, Inc. (SOFI) · filed Nov 21, 2023
- Accession no.
- 0001818874-23-000184
- Filed
- Nov 21, 2023
- Trade date
- Nov 21, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $146.3K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Noto AnthonyCIK 0001613438 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2023 | Common Stock | PPurchaseAcquired | +22,500 | $6.50F1 | +$146,250 | 7,261,789 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported transactions were executed in multiple trades. The purchase price of $6.5017 reported in Column 4 is the weighted average purchase price for the 22,500 shares acquired by the Reporting Person within a range of $6.470 to $6.525 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
Referenced by the price of 1 transaction in Table I.