Stafford Webb Lauren's Form 4 filing
SoFi Technologies, Inc. (SOFI) · filed Nov 8, 2023
- Accession no.
- 0001818874-23-000175
- Filed
- Nov 8, 2023
- Trade date
- Nov 6, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $1.03M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stafford Webb LaurenCIK 0001864115 | Officer (Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2023 | Common Stock | SSaleDisposed | −135,832 | $7.58F1 | −$1,029,606.56 | 257,608 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported transactions were executed in multiple trades. The sale price of $7.5814 reported in Column 4 is the weighted average purchase price for the 135,832 shares disposed of by the Reporting Person within a range of $7.580 to $7.595 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.
Referenced by the price of 1 transaction in Table I.