Noto Anthony's Form 4 filing
SoFi Technologies, Inc. (SOFI) · filed May 9, 2023
- Accession no.
- 0001818874-23-000090
- Filed
- May 9, 2023
- Trade date
- Aug 18, 2021-May 5, 2023
- Filing delay
- 629 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions. Open-market purchases total $217.6K. It was filed 629 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Noto AnthonyCIK 0001613438 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2021 | Common Stock | PPurchaseAcquired | +500 | $13.97 | +$6,985 | 500 | Indirect | |
| Aug 19, 2021 | Common Stock | PPurchaseAcquired | +400 | $13.99 | +$5,596 | 900 | Indirect | |
| Aug 20, 2021 | Common Stock | PPurchaseAcquired | +1,000 | $14.05 | +$14,050 | 1,900 | Indirect | |
| Aug 23, 2021 | Common Stock | PPurchaseAcquired | +100 | $14.23 | +$1,423 | 2,000 | Indirect | |
| Mar 4, 2022 | Common Stock | PPurchaseAcquired | +3,925.61 | $10.19 | +$40,001.97 | 5,925.61 | Indirect | |
| May 27, 2022 | Common Stock | PPurchaseAcquired | +3,000 | $7.48 | +$22,440 | 8,925.61 | Indirect | |
| Jun 15, 2022 | Common Stock | PPurchaseAcquired | +3,000 | $5.94 | +$17,820 | 11,925.61 | Indirect | |
| Sep 12, 2022 | Common Stock | PPurchaseAcquired | +1,500 | $6.33 | +$9,495 | 13,425.61 | Indirect | |
| May 5, 2023 | Common Stock | PPurchaseAcquired | +19,833.48 | $5.03 | +$99,762.4 | 33,259.09 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.