Mikalis Brian's Form 4 filing
MediaAlpha, Inc. (MAX) · filed Nov 3, 2021
- Accession no.
- 0001818383-21-000136
- Filed
- Nov 3, 2021
- Trade date
- Oct 30-Nov 2, 2021
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $96.8K. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mikalis BrianCIK 0001829960 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +848 | $0.00F1 | $0 | 11,908 | Direct | |
| Oct 30, 2021 | Class A Common Stock | MOption exerciseAcquired | +10,210 | $0.00F2 | $0 | 22,118 | Direct | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −5,783 | $16.74 | −$96,807.42 | 16,335 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −848 | $0.00F2 | $0 | 130,870 | Direct | |
| Oct 30, 2021 | Class A Common Stock | MOption exerciseDisposed | −10,210 | $0.00 | $0 | 81,679 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
One share of Class A Common Stock was issued upon the vesting of each Restricted Stock Unit ("RSU").
Referenced by the price of 1 transaction in Table I.
- F2
On November 1, 2021, the Reporting Person exchanged 848 Class B-1 Units of QL Holdings LLC (the "Class B-1 Units"), along with 848 shares of Class B Common Stock (the "Class B Common Stock") for shares of Class A Common Stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
Remarks
SENIOR VICE PRESIDENT, DEMAND PARTNERSHIPS