Sebelius Kathleen's Form 4 filing
Humacyte, Inc. (HUMA) · filed Sep 11, 2024
- Accession no.
- 0001818382-24-000186
- Filed
- Sep 11, 2024
- Trade date
- Sep 10, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $28.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sebelius KathleenCIK 0001654316 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2024 | Common Stock | MOption exerciseAcquired | +4,521 | $4.34 | +$19,621.14 | 43,910 | Direct | |
| Sep 10, 2024 | Common Stock | SSaleDisposed | −3,634 | $5.41F1 | −$19,659.94 | 40,276 | Direct | |
| Sep 10, 2024 | Common Stock | MOption exerciseAcquired | +2,479 | $3.35 | +$8,304.65 | 42,755 | Direct | |
| Sep 10, 2024 | Common Stock | SSaleDisposed | −1,548 | $5.39F2 | −$8,343.72 | 41,207 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2024 | Common Stock | MOption exerciseDisposed | −4,521 | $0.00 | $0 | 3,979 | Direct | |
| Sep 10, 2024 | Common Stock | MOption exerciseDisposed | −2,479 | $0.00 | $0 | 6,021 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $5.411 to $5.42. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $5.38 to $5.40. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.