Malievskaia Ekaterina's Form 4 filing
COMPASS Pathways plc (CMPS) · filed Dec 15, 2023
- Accession no.
- 0001816590-23-000147
- Filed
- Dec 15, 2023
- Trade date
- Dec 13-14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions. Open-market sales total $66.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Malievskaia EkaterinaCIK 0001898326 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Ordinary Shares | SSaleDisposed | −2,855 | $7.82 | −$22,326.1 | 4,264,586 | Direct | Duplicate filing |
| Dec 13, 2023 | Ordinary Shares | SSaleDisposed | −2,855 | $7.82 | −$22,326.1 | 4,267,244 | Indirect | Duplicate filing |
| Dec 14, 2023 | Ordinary Shares | SSaleDisposed | −1,377 | $7.81 | −$10,754.37 | 4,263,209 | Direct | Duplicate filing |
| Dec 14, 2023 | Ordinary Shares | SSaleDisposed | −1,377 | $7.81 | −$10,754.37 | 4,265,867 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.