Goldsmith George Jay's Form 4 filing
COMPASS Pathways plc (CMPS) · filed Mar 31, 2022
- Accession no.
- 0001816590-22-000020
- Filed
- Mar 31, 2022
- Trade date
- Feb 1-Mar 29, 2022
- Filing delay
- 58 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $159.0K. It was filed 58 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldsmith George JayCIK 0001843859 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Ordinary Shares | AGrant or awardAcquired | +29,000 | $0.00 | $0 | 4,290,573 | Direct | |
| Mar 29, 2022 | Ordinary Shares | SSaleDisposed | −6,372 | $12.48 | −$79,522.56 | 4,284,201 | Direct | |
| Feb 1, 2022 | Ordinary Shares | AGrant or awardAcquired | +13,000 | $0.00 | $0 | 4,274,569 | Indirect | |
| Mar 29, 2022 | Ordinary Shares | SSaleDisposed | −6,372 | $12.48 | −$79,522.56 | 4,268,197 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.